Filing Details
- Accession Number:
- 0001181580-16-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-05 16:36:07
- Reporting Period:
- 2016-09-29
- Filing Date:
- 2016-10-05
- Accepted Time:
- 2016-10-05 16:36:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718332 | Rave Restaurant Group Inc. | RAVE | Wholesale-Groceries & Related Products (5140) | 453189287 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1605623 | E Timothy Mullany | 3551 Plano Parkway The Colony TX 75056 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-09-29 | 915 | $3.04 | 23,185 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-10-04 | 1,205 | $3.00 | 21,980 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-10-05 | 11,000 | $3.03 | 10,980 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2018-10-15 | 2018-10-15 | 0 | 20,050 | Direct |
Common Stock | Employee Stock Option (right to buy) | $6.03 | 2024-05-05 | 50,000 | 50,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $6.03 | 2024-05-05 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-10-15 | 0 | 20,050 | Direct |
2024-05-05 | 50,000 | 50,000 | Direct |
2024-05-05 | 50,000 | 50,000 | Direct |
Footnotes
- Represents the weighted average purchase price of transactions effected at prices ranging from $3.02 per share to $3.11 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit.
- Represents employee stock options conditionally granted on May 5, 2014, and exercisable as to 10%, 20%, 30% and 40% of the shares on May 5, 2015, 2016, 2017 and 2018, respectively.
- Represents employee stock options exercisable as to 5,000, 10,000, 15,000 and 20,000 shares on May 5, 2015, 2016, 2017 and 2018, respectively.