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Home > Insider Trading > Filing (0001209191-16-144684)

Filing Details

Accession Number:: 0001209191-16-144684
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-04 18:41:19
Reporting Period:: 2016-09-30

Filing Date:: 2016-10-04
Accepted Time:: 2016-10-04 18:41:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1000230	Optical Cable Corp	OCC	Drawing & Insulating Of Nonferrous Wire (3357)	541237042

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1241189	Jr D Neil Wilkin	5290 Concourse Drive Roanoke VA 24019	Chairman, President And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-10-04	1,400	$2.58	3,200	No	4	P	Indirect	By Wilkin Capital Fund I, LLC
Common Stock	Acquisiton	2016-10-03	100	$2.62	1,800	No	4	P	Indirect	By Wilkin Capital Fund I, LLC
Common Stock	Acquisiton	2016-09-30	700	$2.52	1,700	No	4	P	Indirect	By Wilkin Capital Fund I, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Wilkin Capital Fund I, LLC
No	4	P	Indirect	By Wilkin Capital Fund I, LLC
No	4	P	Indirect	By Wilkin Capital Fund I, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	907,500	Direct
Common Stock	315	Indirect	By Daughter #1
Common Stock	315	Indirect	By Daughter #2
Common Stock	115	Indirect	By Daughter #3
Common Stock	315	Indirect	By Son

Footnotes

The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.