Filing Details

Accession Number:
0001209191-16-144650
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-04 18:10:27
Reporting Period:
2016-05-13
Filing Date:
2016-10-04
Accepted Time:
2016-10-04 18:10:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674930 Fulgent Genetics Inc. FLGT Services-Medical Laboratories (8071) 812621304
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1684532 Hanlin Gao C/O Fulgent Genetics, Inc.
4978 Santa Anita Avenue
Temple City CA 91780
Chief Scientific Officer No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Predecessor Class D Voting Common Units Disposition 2016-05-13 2,565,789 $1.17 13,434,211 No 4 S Direct
Predecessor Class D Voting Common Units Disposition 2016-09-30 13,434,211 $0.00 0 No 4 D Direct
Issuer Common Stock Acquisiton 2016-09-30 1,767,659 $0.00 1,767,659 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 D Direct
No 4 A Direct
Footnotes
  1. Reflects securities of Fulgent Therapeutics LLC (the "Predecessor" or "Fulgent LLC"). Fulgent LLC is considered the predecessor of Fulgent Genetics, Inc. (the "Issuer") following completion of a reorganization transaction pursuant to which the Predecessor became a wholly owned subsidiary of the Issuer (the "Reorganization"), which was completed on September 30, 2016 in connection with the initial public offering of the Issuer and which is described in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-213469). In the Reorganization, all of the Predecessor's Class D voting common units were cancelled in exchange for shares of the Issuer's common stock at a ratio of 7.6-for-1.
  2. The securities were disposed of and cancelled in the Reorganization in exchange for 1,767,659 shares of the Issuer's common stock.
  3. The securities were received in the Reorganization in exchange for the cancellation of 13,434,211 Class D voting common units of the Predecessor.