Filing Details
- Accession Number:
- 0001209191-16-144650
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-04 18:10:27
- Reporting Period:
- 2016-05-13
- Filing Date:
- 2016-10-04
- Accepted Time:
- 2016-10-04 18:10:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674930 | Fulgent Genetics Inc. | FLGT | Services-Medical Laboratories (8071) | 812621304 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1684532 | Hanlin Gao | C/O Fulgent Genetics, Inc. 4978 Santa Anita Avenue Temple City CA 91780 | Chief Scientific Officer | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Predecessor Class D Voting Common Units | Disposition | 2016-05-13 | 2,565,789 | $1.17 | 13,434,211 | No | 4 | S | Direct | |
Predecessor Class D Voting Common Units | Disposition | 2016-09-30 | 13,434,211 | $0.00 | 0 | No | 4 | D | Direct | |
Issuer Common Stock | Acquisiton | 2016-09-30 | 1,767,659 | $0.00 | 1,767,659 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | D | Direct | |
No | 4 | A | Direct |
Footnotes
- Reflects securities of Fulgent Therapeutics LLC (the "Predecessor" or "Fulgent LLC"). Fulgent LLC is considered the predecessor of Fulgent Genetics, Inc. (the "Issuer") following completion of a reorganization transaction pursuant to which the Predecessor became a wholly owned subsidiary of the Issuer (the "Reorganization"), which was completed on September 30, 2016 in connection with the initial public offering of the Issuer and which is described in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-213469). In the Reorganization, all of the Predecessor's Class D voting common units were cancelled in exchange for shares of the Issuer's common stock at a ratio of 7.6-for-1.
- The securities were disposed of and cancelled in the Reorganization in exchange for 1,767,659 shares of the Issuer's common stock.
- The securities were received in the Reorganization in exchange for the cancellation of 13,434,211 Class D voting common units of the Predecessor.