Filing Details

Accession Number:
0001209191-16-144586
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-04 17:58:17
Reporting Period:
2016-10-01
Filing Date:
2016-10-04
Accepted Time:
2016-10-04 17:58:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1386278 Green Dot Corp GDOT Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1539913 Konstantinos Sgoutas 3465 East Foothill Boulevard
Pasadena CA 91107
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-10-01 5,341 $0.00 58,349 No 4 F Direct
Class A Common Stock Acquisiton 2016-10-03 30,288 $0.00 88,637 No 4 M Direct
Class A Common Stock Disposition 2016-10-03 30,288 $22.95 58,349 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy Class A Common Stock) Disposition 2016-10-03 20,833 $0.00 20,833 $16.13
Class A Common Stock Stock Option (right to buy Class A Common Stock) Disposition 2016-10-03 9,455 $0.00 9,455 $20.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,167 2023-04-08 No 4 M Direct
0 2013-11-12 2019-11-12 No 4 M Direct
Footnotes
  1. Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $23.06 per share, which represented the closing price of the issuer's Class A Common Stock on September 30, 2016, and does not represent a sale by the reporting person.
  2. Includes 1,547 shares acquired under the issuer's employee stock purchase plan on May 14, 2016.
  3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.
  4. The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.8 to $23.055. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares purchased at each separate price within the range.
  5. Options vest as to 1/4 of the shares on April 8, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.