Filing Details
- Accession Number:
- 0001209191-16-144586
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-04 17:58:17
- Reporting Period:
- 2016-10-01
- Filing Date:
- 2016-10-04
- Accepted Time:
- 2016-10-04 17:58:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1386278 | Green Dot Corp | GDOT | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1539913 | Konstantinos Sgoutas | 3465 East Foothill Boulevard Pasadena CA 91107 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-10-01 | 5,341 | $0.00 | 58,349 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2016-10-03 | 30,288 | $0.00 | 88,637 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-10-03 | 30,288 | $22.95 | 58,349 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2016-10-03 | 20,833 | $0.00 | 20,833 | $16.13 |
Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2016-10-03 | 9,455 | $0.00 | 9,455 | $20.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,167 | 2023-04-08 | No | 4 | M | Direct | |
0 | 2013-11-12 | 2019-11-12 | No | 4 | M | Direct |
Footnotes
- Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $23.06 per share, which represented the closing price of the issuer's Class A Common Stock on September 30, 2016, and does not represent a sale by the reporting person.
- Includes 1,547 shares acquired under the issuer's employee stock purchase plan on May 14, 2016.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.
- The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.8 to $23.055. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares purchased at each separate price within the range.
- Options vest as to 1/4 of the shares on April 8, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.