Filing Details
- Accession Number:
- 0001131096-16-000391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-04 17:54:31
- Reporting Period:
- 2016-10-01
- Filing Date:
- 2016-10-04
- Accepted Time:
- 2016-10-04 17:54:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1131096 | Athenahealth Inc | ATHN | Services-Business Services, Nec (7389) | 043387530 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1653709 | P Daniel Haley | C/O Athenahealth, Inc. 311 Arsenal Street Watertown MA 02472 | Svp, Gc And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-01 | 3,125 | $0.00 | 3,195 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-01 | 1,016 | $126.12 | 2,179 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-10-03 | 2,109 | $124.43 | 70 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2016-10-01 | 3,125 | $0.00 | 3,125 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,375 | 2019-11-02 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.
- Shares withheld to satisfy tax withholding obligations incurred upon the vesting of RSUs. This transaction is considered an exempt sale pursuant to Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934.
- The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2015 in accordance with Rule 10b5-1, which plan was assigned to a different broker on March 1, 2016.
- Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.04 to $124.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
- Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- On November 2, 2015, the Reporting Person was granted 12,500 RSUs. The RSUs vest in four equal annual installments beginning on October 1, 2016.
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