Filing Details
- Accession Number:
- 0001370637-16-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-04 17:15:52
- Reporting Period:
- 2016-10-01
- Filing Date:
- 2016-10-04
- Accepted Time:
- 2016-10-04 17:15:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1370637 | Etsy Inc | ETSY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612127 | Kristina Salen | C/O Etsy, Inc. 117 Adams Street Brooklyn NY 11201 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-01 | 2,964 | $0.00 | 4,706 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-01 | 1,655 | $14.28 | 3,051 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-10-03 | 20,000 | $4.76 | 23,051 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-03 | 20,000 | $15.00 | 3,051 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2016-10-01 | 2,964 | $0.00 | 2,964 | $0.00 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2016-10-03 | 20,000 | $0.00 | 20,000 | $4.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,497 | No | 4 | M | Direct | ||
| 520,925 | 2023-02-03 | No | 4 | M | Direct |
Footnotes
- Shares of common stock acquired upon the vesting of restricted stock units.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- Units correspond 1-for-1 with common stock.
- On March 1, 2016, the reporting person was granted 47,425 restricted stock units, which vest in 16 equal quarterly installments, beginning on July 1, 2016, provided the reporting person remains continuously employed on each vesting date.
- 25% of the stock option became exercisable on February 3, 2014, with the remainder exercisable in 36 equal monthly installments thereafter provided the reporting person remains continuously employed on each vesting date.
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