Filing Details
- Accession Number:
- 0000872248-16-000206
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-10-04 17:01:53
- Reporting Period:
- 2016-02-17
- Filing Date:
- 2016-10-04
- Accepted Time:
- 2016-10-04 17:01:53
- Original Submission Date:
- 2016-10-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872248 | Petroquest Energy Inc | PQ | Crude Petroleum & Natural Gas (1311) | 721440714 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1111624 | Wayne E Nordberg | 420 Lexington Avenue, Suite 2840 New York NY 10170 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-17 | 500 | $0.00 | 89,250 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-09-27 | 967 | $0.00 | 90,217 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-02-17 | 2,000 | $0.00 | 35,725 | No | 4 | P | Indirect | By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account |
| Common Stock | Acquisiton | 2016-09-27 | 3,900 | $0.00 | 39,625 | No | 4 | P | Indirect | By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account |
| Common Stock | Acquisiton | 2016-02-17 | 1,000 | $0.00 | 17,238 | No | 4 | P | Indirect | By Olivia S. Nordberg Trust |
| Common Stock | Acquisiton | 2016-09-27 | 1,950 | $0.00 | 19,188 | No | 4 | P | Indirect | By Olivia S. Nordberg Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account |
| No | 4 | P | Indirect | By IRA FBO E. Wayne Nordberg, Pershing LLC as Custodian Rollover Account |
| No | 4 | P | Indirect | By Olivia S. Nordberg Trust |
| No | 4 | P | Indirect | By Olivia S. Nordberg Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,500 | Indirect | By wife |
Footnotes
- The number of shares acquired and the number of shares beneficially owned following the reported transaction have been adjusted to reflect the one for four reverse split of the common stock effective May 18, 2016.
- These shares were received in exchange for the issuer's 10% senior notes 2017 in an issuer exchange offer.
- These amounts were erroneously reported as 89,213 and 90,180 shares, respectively, on the original Form 4.
- These shares were received in exchange for the issuer's 10% second lien senior secured notes due 2021 in an issuer exchange offer.
- Previously reported as being held by Delaware Charter FBO Wayne Nordberg R/O IRA. In addition, the reporting person no longer has a reportable beneficial interest in 19,988 shares owned by the Anna & Samuel Nordberg Trust and included in the reporting person's prior ownership reports
- The reporting person no longer has a reportable beneficial interest in 15 shares owned by Janet Mavec Custodian FBO Akash Mavec, UBMA.
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