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Home > Insider Trading > Filing (0001493152-16-013831)

Filing Details

Accession Number:: 0001493152-16-013831
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-04 16:25:26
Reporting Period:: 2016-09-29

Filing Date:: 2016-10-04
Accepted Time:: 2016-10-04 16:25:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
771999	Document Security Systems Inc	DSS	Paperboard Containers & Boxes (2650)	161229730

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1215183	B Robert Fagenson	C/O Document Security Systems, Inc. 200 Canal View Blvd, Suite 300 Rochester NY 14623		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-09-29	1,874	$0.63	293,931	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	50,000	Indirect	See Footnotes

Footnotes

Amounts reflect a 1-for-4 reverse stock split which was affected by DSS on August 26, 2016.
Consists of 25,000 shares held by Mr. Fagenson's wife, and an aggregate of 25,000 shares held in trusts for Mr. Fagenson's two adult children, of which Mr. Fagenson is trustee. Mr. Fagenson disclaims beneficial ownership of these 50,000 shares.