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Home > Insider Trading > Filing (0001415889-16-007236)

Filing Details

Accession Number:: 0001415889-16-007236
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-04 15:41:25
Reporting Period:: 2016-09-30

Filing Date:: 2016-10-04
Accepted Time:: 2016-10-04 15:41:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
893847	Hawthorn Bancshares Inc.	HWBK	National Commercial Banks (6021)	431626350

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1196018	T David Turner	C/O Hawthorn Bancshares, Inc. 132 East High Street, Po Box 688 Jefferson City MO 65102	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-09-30	458	$14.40	20,353	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	38,501	Indirect	Profit Sharing

Footnotes

Includes shares acquired since last report pursuant to Company DRIP program.
Includes shares acquired since last report pursuant to Company profit sharing trust.