Filing Details

Accession Number:
0001209191-16-143910
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-04 13:45:45
Reporting Period:
2016-10-03
Filing Date:
2016-10-04
Accepted Time:
2016-10-04 13:45:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447887 Sandra Bell C/O Tiptree Financial Inc.
780 Third Avenue, 21St Floor
New York NY 10017
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-10-03 700 $5.90 59,787 No 4 S Direct
Class A Common Stock Disposition 2016-10-03 629 $5.76 59,158 No 4 S Direct
Class A Common Stock Disposition 2016-10-03 445 $5.91 58,713 No 4 S Direct
Class A Common Stock Disposition 2016-10-03 600 $5.77 58,113 No 4 S Direct
Class A Common Stock Disposition 2016-10-03 455 $5.83 57,658 No 4 S Direct
Class A Common Stock Disposition 2016-10-03 200 $5.75 57,458 No 4 S Direct
Class A Common Stock Disposition 2016-10-03 200 $5.84 57,258 No 4 S Direct
Class A Common Stock Disposition 2016-10-03 100 $5.74 57,158 No 4 S Direct
Class A Common Stock Disposition 2016-10-03 100 $5.87 57,058 No 4 S Direct
Class A Common Stock Disposition 2016-10-03 71 $5.78 56,987 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan.