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Home > Insider Trading > Filing (0001209191-16-143864)

Filing Details

Accession Number:: 0001209191-16-143864
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-04 12:22:49
Reporting Period:: 2016-09-30

Filing Date:: 2016-10-04
Accepted Time:: 2016-10-04 12:22:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1393726	Tiptree Financial Inc.	TIPT	Insurance Agents, Brokers & Service (6411)	383754322

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1498811	Gene Michael Barnes	C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-09-30	1,000	$5.97	3,698,008	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-09-30	900	$5.94	3,698,908	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-09-30	400	$5.99	3,699,308	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-09-30	200	$6.00	3,699,508	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-03	2,300	$5.90	3,701,808	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-03	100	$5.85	3,701,908	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-03	100	$5.87	3,702,008	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Purchases pursuant to a Rule 10b5-1 trading plan.