Filing Details

Accession Number:
0001144204-16-126577
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-03 20:01:51
Reporting Period:
2016-10-03
Filing Date:
2016-10-03
Accepted Time:
2016-10-03 20:01:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509470 Gsv Capital Corp. GSVC () 274443543
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1517808 T. Michael Moe C/O Gsv Capital Corp.
2925 Woodside Road
Woodside CA 94062
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-03 1,048 $4.77 60,484 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2016.
  2. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.74 to $4.78, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.