Filing Details
- Accession Number:
- 0001246360-16-006882
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-03 20:00:11
- Reporting Period:
- 2016-08-31
- Filing Date:
- 2016-10-03
- Accepted Time:
- 2016-10-03 20:00:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544109 | G Mark Eliasen | 19300 International Blvd Seattle WA 98188 | Vp/Finance & Treasurer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Espp | Acquisiton | 2016-08-31 | 135 | $57.40 | 5,437 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2016-10-03 | 1,320 | $8.32 | 1,320 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-03 | 880 | $15.33 | 2,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-03 | 2,200 | $65.60 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2016-10-03 | 1,320 | $0.00 | 1,320 | $8.32 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2016-10-03 | 880 | $0.00 | 880 | $15.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-03 | 2020-02-03 | No | 4 | M | Direct |
| 0 | 2012-02-07 | 2021-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock 401(K) | 783 | Indirect | ESOP TRUST |
| Restricted Stock Unit | 3,040 | Direct |
Footnotes
- COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15.
- STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
- SHARES ACQUIRED UNDER ALASKA AIR GROUP'S 2010 EMPLOYEE STOCK PURCHASE PLAN THAT ARE EXEMPT UNDER BOTH RULE 16b-3(D) AND RULE 6b-3(c).
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. ELIASEN ON 11/23/2015.
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