Filing Details
- Accession Number:
- 0001122904-16-000382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-03 17:18:14
- Reporting Period:
- 2016-10-03
- Filing Date:
- 2016-10-03
- Accepted Time:
- 2016-10-03 17:18:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257008 | Cs Patrick Lo | Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-03 | 8,300 | $29.23 | 155,797 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-03 | 8,300 | $58.67 | 147,497 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-10-03 | 5,900 | $28.79 | 153,397 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-03 | 5,900 | $58.66 | 147,497 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-03 | 8,300 | $0.00 | 8,300 | $29.23 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-03 | 5,900 | $0.00 | 5,900 | $28.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,600 | 2017-01-12 | No | 4 | M | Direct | |
82,300 | 2018-01-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 125,177 | Indirect | See footnote |
Common Stock | 147,668 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $22.68 | 2016-05-23 | 0 | 0 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $11.41 | 2019-01-16 | 90,000 | 90,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $21.10 | 2020-02-02 | 100,000 | 100,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | 40,000 | 40,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | 100,000 | 100,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | 40,000 | 40,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $31.31 | 2022-06-06 | 100,000 | 100,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | 108,510 | 108,510 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $32.52 | 2024-06-03 | 100,000 | 100,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $31.28 | 2025-06-02 | 100,000 | 100,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | 115,000 | 115,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-05-23 | 0 | 0 | Direct |
2019-01-16 | 90,000 | 90,000 | Direct |
2020-02-02 | 100,000 | 100,000 | Direct |
2020-06-13 | 40,000 | 40,000 | Direct |
2021-02-03 | 100,000 | 100,000 | Direct |
2021-04-26 | 40,000 | 40,000 | Direct |
2022-06-06 | 100,000 | 100,000 | Direct |
2023-05-16 | 108,510 | 108,510 | Direct |
2024-06-03 | 100,000 | 100,000 | Direct |
2025-06-02 | 100,000 | 100,000 | Direct |
2026-03-24 | 115,000 | 115,000 | Direct |
Footnotes
- The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
- The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2015.
- The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.
- 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
- 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
- This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.