Filing Details
- Accession Number:
- 0001127602-16-063682
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-03 16:38:47
- Reporting Period:
- 2016-09-29
- Filing Date:
- 2016-10-03
- Accepted Time:
- 2016-10-03 16:38:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566210 | Btr 2012 Gst Trust For Claiborne R. Rankin, Jr. | 5875 Landerbrook Drive Suite 300 Cleveland OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-09-29 | 214 | $58.56 | 4,127 | No | 4 | P | Indirect | Proportionate Interest in Shares held by RA6 |
| Class A Common Stock | Acquisiton | 2016-09-29 | 316 | $59.22 | 4,443 | No | 4 | P | Indirect | Proportionate Interest in Shares held by RA6 |
| Class A Common Stock | Acquisiton | 2016-09-30 | 25 | $60.90 | 4,468 | No | 4 | P | Indirect | Proportionate Interest in Shares held by RA6 |
| Class A Common Stock | Acquisiton | 2016-09-30 | 329 | $60.00 | 4,797 | No | 4 | P | Indirect | Proportionate Interest in Shares held by RA6 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Proportionate Interest in Shares held by RA6 |
| No | 4 | P | Indirect | Proportionate Interest in Shares held by RA6 |
| No | 4 | P | Indirect | Proportionate Interest in Shares held by RA6 |
| No | 4 | P | Indirect | Proportionate Interest in Shares held by RA6 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 3,688 | Indirect | Proportionate Interest in Shares held by RA1 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 6,598 | 6,598 | Indirect |
Footnotes
- Sept 29, 2016-Weighted Average Block 1- Share Price represents average price between $57.97 and $58.96.
- Interest in shares of RAVI held by Trust
- Sept 29, 2016-Weighted Average Block 2- Share Price represents average price between $59.00 and $59.47.
- Sept 30, 2016-Weighted Average Block 1- Share Price represents average price between $59.56 and $60.50.
- N/A
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