Filing Details
- Accession Number:
- 0000899243-16-030547
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-03 14:26:28
- Reporting Period:
- 2016-09-30
- Filing Date:
- 2016-10-03
- Accepted Time:
- 2016-10-03 14:26:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1082506 | Great Elm Capital Group Inc. | GEC | Services-Prepackaged Software (7372) | 943219054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366873 | D James Wheat | C/O Great Elm Capital Group, Inc. 20 First Street, First Floor Los Altos CA 94022 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-30 | 1,000 | $4.70 | 1,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |