Filing Details

Accession Number:
0000899243-16-030547
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-03 14:26:28
Reporting Period:
2016-09-30
Filing Date:
2016-10-03
Accepted Time:
2016-10-03 14:26:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1082506 Great Elm Capital Group Inc. GEC Services-Prepackaged Software (7372) 943219054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366873 D James Wheat C/O Great Elm Capital Group, Inc.
20 First Street, First Floor
Los Altos CA 94022
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-30 1,000 $4.70 1,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct