Home > Insider Trading > Filing (0001209191-16-143316)

Filing Details

Accession Number:: 0001209191-16-143316
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-30 16:21:15
Reporting Period:: 2016-09-28

Filing Date:: 2016-09-30
Accepted Time:: 2016-09-30 16:21:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571949	Intercontinental Exchange Inc.	ICE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1343882	C Jeffrey Sprecher	5660 New Northside Drive Atlanta GA 30328	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-09-28	4,675	$189.43	313,445	No	4	M	Direct
Common Stock	Acquisiton	2016-09-28	2,239	$80.17	315,684	No	4	M	Direct
Common Stock	Disposition	2016-09-28	6,914	$270.50	308,770	No	4	S	Direct
Common Stock	Disposition	2016-09-28	15,000	$270.50	758,341	No	4	S	Indirect	CPEX
Common Stock	Acquisiton	2016-09-28	1,363	$80.17	25,599	No	4	M	Indirect	By spouse
Common Stock	Acquisiton	2016-09-28	998	$106.00	26,597	No	4	M	Indirect	By spouse
Common Stock	Disposition	2016-09-28	3,361	$270.48	23,236	No	4	S	Indirect	By spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	CPEX
No	4	M	Indirect	By spouse
No	4	M	Indirect	By spouse
No	4	S	Indirect	By spouse

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2016-09-28	4,675	$0.00	4,675	$189.43
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2016-09-28	2,239	$0.00	2,239	$80.17
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2016-09-28	1,363	$0.00	1,363	$80.17
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2016-09-28	998	$0.00	998	$106.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2017-12-28	No	4	M	Direct
6,716	2018-12-16	No	4	M	Direct
0	2018-12-16	No	4	M	Indirect
0	2019-12-10	No	4	M	Indirect

Footnotes

The sales reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
The common stock number referred in Table I is an aggregate number and represents 275,821 shares of common stock and 32,949 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting.
As previously reported, the reporting person also indirectly owns 758,341 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns shares directly and indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
The common stock number referred in Table I is an aggregate number and represents 19,707 shares of common stock and 3,529 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting.
As previously reported, the reporting person also indirectly owns 758,341 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly.
These options are fully vested.