Filing Details

Accession Number:
0001156375-16-000242
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-30 13:06:20
Reporting Period:
2016-09-28
Filing Date:
2016-09-30
Accepted Time:
2016-09-30 13:06:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1156375 Cme Group Inc. CME Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 364459170
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341363 T Bryan Durkin 20 S. Wacker Drive
Chicago IL 60606
Sr Md Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Class A Acquisiton 2016-09-28 11,600 $83.88 66,936 No 4 M Direct
Common Stock Class A Disposition 2016-09-28 11,600 $105.09 55,336 No 4 S Direct
Common Stock Class A Acquisiton 2016-09-28 1,734 $56.87 57,070 No 4 M Direct
Common Stock Class A Disposition 2016-09-28 1,734 $105.09 55,336 No 4 S Direct
Common Stock Class A Disposition 2016-09-28 1,656 $105.20 53,680 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Class A Non-Qualified Stock Option (right to buy) Disposition 2016-09-28 1,734 $0.00 1,734 $56.87
Common Stock Class A Non-Qualified Stock Option (right to buy) Disposition 2016-09-28 11,600 $0.00 11,600 $83.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,226 2010-09-15 2019-09-15 No 4 M Direct
0 2013-06-16 2018-06-16 No 4 M Direct
Footnotes
  1. This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
  2. On September 28, 2016, Mr. Durkin sold an aggregate of 13,334 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $107.09 to $107.99 and $108.01 to $108.62. The Company maintains a record of the transactions and copies will be provided upon request.
  3. On September 28, 2016, Mr. Durkin sold an aggregate of 1,656 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $105.02 to $105.51. The Company maintains a record of the transactions and copies will be provided upon request.
  4. These options were granted on September 15, 2009. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
  5. These options were granted on June 16, 2008. They vest over a five-year period, with 20% vesting one year after the grant date and 20% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.