Filing Details
- Accession Number:
- 0001156375-16-000242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-30 13:06:20
- Reporting Period:
- 2016-09-28
- Filing Date:
- 2016-09-30
- Accepted Time:
- 2016-09-30 13:06:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341363 | T Bryan Durkin | 20 S. Wacker Drive Chicago IL 60606 | Sr Md Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Class A | Acquisiton | 2016-09-28 | 11,600 | $83.88 | 66,936 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2016-09-28 | 11,600 | $105.09 | 55,336 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2016-09-28 | 1,734 | $56.87 | 57,070 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2016-09-28 | 1,734 | $105.09 | 55,336 | No | 4 | S | Direct | |
Common Stock Class A | Disposition | 2016-09-28 | 1,656 | $105.20 | 53,680 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2016-09-28 | 1,734 | $0.00 | 1,734 | $56.87 |
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2016-09-28 | 11,600 | $0.00 | 11,600 | $83.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,226 | 2010-09-15 | 2019-09-15 | No | 4 | M | Direct |
0 | 2013-06-16 | 2018-06-16 | No | 4 | M | Direct |
Footnotes
- This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- On September 28, 2016, Mr. Durkin sold an aggregate of 13,334 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $107.09 to $107.99 and $108.01 to $108.62. The Company maintains a record of the transactions and copies will be provided upon request.
- On September 28, 2016, Mr. Durkin sold an aggregate of 1,656 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $105.02 to $105.51. The Company maintains a record of the transactions and copies will be provided upon request.
- These options were granted on September 15, 2009. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
- These options were granted on June 16, 2008. They vest over a five-year period, with 20% vesting one year after the grant date and 20% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.