Filing Details
- Accession Number:
- 0001140361-16-081094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-29 19:38:01
- Reporting Period:
- 2016-09-27
- Filing Date:
- 2016-09-29
- Accepted Time:
- 2016-09-29 19:38:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1301501 | Achaogen Inc | AKAO | Pharmaceutical Preparations (2834) | 680533693 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654446 | Blake Wise | C/O Achaogen, Inc. 7000 Shoreline Court, #371 South San Francisco CA 94080 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-09-27 | 3,632 | $4.30 | 45,118 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 143,053 | Indirect | See Footnote |
Footnotes
- The shares were sold on the open market solely to cover tax obligations upon the vesting of outstanding Restricted Stock Units ("RSUs").
- Includes 36,375 RSUs.
- Prior filings inadvertently reported 1,600 shares of common stock as directly owned; however, such shares were owned indirectly by the Blake A. Wise Living Trust. This filing corrects the allocation of these shares.
- The shares are held directly by the Blake A. Wise Living Trust.
Billionaire Hedge Funds
