Filing Details
- Accession Number:
- 0001122904-16-000374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-29 18:10:59
- Reporting Period:
- 2016-09-29
- Filing Date:
- 2016-09-29
- Accepted Time:
- 2016-09-29 18:10:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447385 | Wonki Andrew Kim | C/O Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Svp, Legal And Corp. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-29 | 1,875 | $31.31 | 21,710 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-09-29 | 4,688 | $32.54 | 26,398 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-09-29 | 4,687 | $32.52 | 31,085 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-09-29 | 7,812 | $31.28 | 38,897 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-29 | 19,062 | $59.57 | 20,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-29 | 1,875 | $0.00 | 1,875 | $31.31 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-29 | 4,688 | $0.00 | 4,688 | $32.54 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-29 | 4,687 | $0.00 | 4,687 | $32.52 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-29 | 7,812 | $0.00 | 7,812 | $31.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-06-06 | No | 4 | M | Direct | |
| 4,167 | 2023-05-16 | No | 4 | M | Direct | |
| 10,938 | 2024-06-03 | No | 4 | M | Direct | |
| 17,188 | 2025-06-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-03-24 | 25,000 | 25,000 | Direct |
Footnotes
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.
- Includes 665 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan
- 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exerciseable each month thereafter.
- 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter.
- 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.
- This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
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