Filing Details
- Accession Number:
- 0001493152-16-013713
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-29 17:00:23
- Reporting Period:
- 2016-09-27
- Filing Date:
- 2016-09-29
- Accepted Time:
- 2016-09-29 17:00:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
771999 | Document Security Systems Inc | DSS | Paperboard Containers & Boxes (2650) | 161229730 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215183 | B Robert Fagenson | C/O Document Security Systems, Inc. 200 Canal View Blvd, Suite 300 Rochester NY 14623 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-27 | 101 | $0.61 | 292,057 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,000 | Indirect | See Footnotes |
Footnotes
- Amounts reflect a 1-for-4 reverse stock split which was affected by DSS on August 26, 2016.
- Consists of 25,000 shares held by Mr. Fagenson's wife, and an aggregate of 25,000 shares held in trusts for Mr. Fagenson's two adult children, of which Mr. Fagenson is trustee. Mr. Fagenson disclaims beneficial ownership of these 50,000 shares.