Home > Insider Trading > Filing (0001225208-16-039731)

Filing Details

Accession Number:: 0001225208-16-039731
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-28 14:26:57
Reporting Period:: 2016-09-27

Filing Date:: 2016-09-28
Accepted Time:: 2016-09-28 14:26:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
39368	Fuller H B Co	FUL	Adhesives & Sealants (2891)	410268370

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1226578	R James Giertz	1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683	Executive Vp Of Strategy	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-05-09	2,500	$0.00	108,121	No	5	G	Direct
Common Stock	Disposition	2016-09-27	25,000	$45.79	83,121	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,172	Indirect	By 401(k) Plan

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right-to-Buy)	$33.38	2026-01-19	37,291	37,291	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$41.00	2025-01-22	28,486	28,486	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$48.92	2024-01-23	22,886	22,886	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$39.64	2023-01-24	22,455	22,455	Direct
Common Stock	Restricted Stock Units	$0.00		4,306	4,306	Direct
Common Stock	Restricted Stock Units	$0.00	2019-01-19	4,307	4,307	Direct
Common Stock	Restricted Stock Units	$0.00	2018-01-22	4,985	4,985	Direct
Common Stock	Restricted Stock Units	$0.00	2017-01-23	2,367	2,367	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-01-19	37,291	37,291	Direct
2025-01-22	28,486	28,486	Direct
2024-01-23	22,886	22,886	Direct
2023-01-24	22,455	22,455	Direct
	4,306	4,306	Direct
2019-01-19	4,307	4,307	Direct
2018-01-22	4,985	4,985	Direct
2017-01-23	2,367	2,367	Direct

Footnotes

Bona fide gift made by the Reporting Person on May 9, 2016.
The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $45.57 to $45.95. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
Amended and Restated Year 2000 Stock Incentive Plan: 62,168 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. This amount includes 6,002 restricted shares that vested effective April 2, 2011; 10,974 restricted shares that vested effective December 4, 2011; 13,202 restricted shares that vested in three equal annual installments beginning on December 3, 2010; 11,882 restricted shares that vested in three equal annual installments beginning on January 20, 2012; 11,540 restricted shares that vested in three equal annual installments beginning on January 26, 2013; and 8,568 shares that vested in three equal annual installments beginning on January 24, 2014. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three annual installments beginning on January 19, 2017 upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
These restricted stock units expire on January 19, 2019.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.