Filing Details
- Accession Number:
- 0001493152-16-013641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-28 13:07:47
- Reporting Period:
- 2016-09-23
- Filing Date:
- 2016-09-28
- Accepted Time:
- 2016-09-28 13:07:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1559998 | Algodon Wines & Luxury Development Group Inc. | VINO | Land Subdividers & Developers (No Cemeteries) (6552) | 522158952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659430 | T Keith Fasano | 135 Fifth Avenue, Floor 10 New York, NY 10010 | Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-23 | 5,000 | $2.00 | 24,497 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2016-07-06 | 65,000 | $0.00 | 65,000 | $3.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,000 | 2016-07-06 | No | 5 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock* | 1,843 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $2.48 | 2018-06-30 | 100,000 | 250,000 | Direct | |
| Common Stock | Stock Option | $2.48 | 2019-08-27 | 150,000 | 250,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-06-30 | 100,000 | 250,000 | Direct |
| 2019-08-27 | 150,000 | 250,000 | Direct |
Footnotes
- Shares held by Mr. Fasano's 401(k) account.
- Options granted reflected herein are granted pursuant to AWLD's 2008 Equity Incentive Plan.
- Option granted on July 6, 2011; 16,250 shares vested on July 6, 2012; thereafter 4,062 shares vest every three months with the remaining 4,068 vesting on July 6, 2015.
- Expiration of options with no value received.
- Option granted on June 30, 2013; 25,000 shares vested on June 30, 2014; thereafter 6,250 shares vest every three months.
- Option granted on August 27, 2014; 37,500 shares vested on August 27, 2015; thereafter 9,375 shares vest every three months.
Billionaire Hedge Funds
