Home > Insider Trading > Filing (0001209191-16-142971)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
277948	Csx Corp	CSX	Railroads, Line-Haul Operating (4011)	621051971

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1278541	W Clarence Gooden	500 Water Street Jacksonville FL 32202	President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-09-26	6,987	$29.43	118,013	No	4	S	Indirect	Clarence W. Gooden Second Irrevocable Trust
Common Stock	Disposition	2016-09-26	10,345	$29.44	100,933	No	4	S	Indirect	Clarence W. Gooden, Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Clarence W. Gooden Second Irrevocable Trust
No	4	S	Indirect	Clarence W. Gooden, Revocable Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Phantom Stock	Acquisiton	2016-09-15	2	$0.00	2	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
261			No	4	A	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	127,954	Direct
Common Stock	413	Indirect	CSX Corporation 401(k) Plan
Common Stock	164,274	Indirect	Corkie T. Gooden Revocable Trust
Common Stock	55,000	Indirect	Clarence W. Gooden Irrevocable Trust

Footnotes

The transactions reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on August 23, 2016. These plans have been approved pursuant to the terms of the Issuer's policies and are part of the Reporting Person's strategy to diversify assets.
By Trustee, Clarence W. Gooden.
By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral.
Reflects units of phantom stock acquired through the dividend reinvestment feature of the CSX Corporation Executive Deferred Compensation Plan.
By Trustee, CSX Corporation Executive Deferred Compensation Plan.