Filing Details
- Accession Number:
- 0001140361-16-080849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-27 18:40:07
- Reporting Period:
- 2016-09-27
- Filing Date:
- 2016-09-27
- Accepted Time:
- 2016-09-27 18:40:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1600033 | E.l.f. Beauty Inc. | ELF | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 464464131 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1683794 | A. Joseph Shamah | C/O E.l.f. Beauty, Inc. 570 10Th Street Oakland CA 94607 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2016-09-27 | 8,273,873 | $0.00 | 8,279,999 | No | 4 | C | Indirect | By J.A. Cosmetics Corp. |
Common Stock, $0.01 Par Value | Disposition | 2016-09-27 | 1,457,901 | $15.81 | 6,822,098 | No | 4 | S | Indirect | By J.A. Cosmetics Corp. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By J.A. Cosmetics Corp. |
No | 4 | S | Indirect | By J.A. Cosmetics Corp. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Convertible Preferred Stock, $0.01 par value | Disposition | 2016-09-27 | 29,978 | $0.00 | 8,273,873 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 86,112 | Direct |
Footnotes
- The shares of the Issuer's Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, on a 1:276 basis immediately prior to the consummation of the Issuer's initial public offering.
- Represents shares of the Issuer's Convertible Preferred Stock or Common Stock held directly by J.A. Cosmetics Corp. The Reporting Person is an officer, director and stockholder of J.A. Cosmetics Corp. The Reporting Person disclaims beneficial ownership of the shares held by J.A. Cosmetics Corp. except to the extent of his pecuniary interest therein.
- The shares were sold directly to the underwriters of the Issuer's initial public offering upon the closing of the aforementioned transaction.
- The securities are immediately convertible.
- The expiration date is not relevant to the conversion of these securities.