Filing Details
- Accession Number:
- 0001140361-16-080765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-26 20:31:31
- Reporting Period:
- 2016-09-26
- Filing Date:
- 2016-09-26
- Accepted Time:
- 2016-09-26 20:31:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1437402 | Ardelyx Inc. | ARDX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213041 | A Elizabeth Grammer | C/O Ardelyx, Inc. 34175 Ardenwood Blvd, Suite 200 Fremont CA 94555 | Svp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-22 | 1,440 | $1.08 | 1,440 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-22 | 1,440 | $12.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-09-23 | 1,060 | $1.08 | 1,060 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-09-23 | 2,500 | $3.42 | 3,560 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-23 | 3,560 | $12.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-09-22 | 1,440 | $0.00 | 1,440 | $1.08 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-09-23 | 1,060 | $0.00 | 1,060 | $1.08 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-09-23 | 2,500 | $0.00 | 2,500 | $3.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,060 | 2021-04-15 | No | 4 | M | Direct | |
| 0 | 2021-04-15 | No | 4 | M | Direct | |
| 2,500 | 2022-11-12 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 19, 2016.
- The option is fully vested and exercisable.
Billionaire Hedge Funds
