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Home > Insider Trading > Filing (0001553541-16-000006)

Filing Details

Accession Number:: 0001553541-16-000006
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-26 14:09:44
Reporting Period:: 2016-09-23

Filing Date:: 2016-09-26
Accepted Time:: 2016-09-26 14:09:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1038773	Smartfinancial Inc.	SMBK	National Commercial Banks (6021)	621173944

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1553541	Sr H John Coxwell	6401 Lee Highway Suite 119 Chattanooga TN 37421	Evp & Coo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-09-23	3,750	$9.48	13,137	No	4	M	Direct
Common Stock	Acquisiton	2016-09-23	6,250	$9.60	19,387	No	4	M	Direct
Common Stock	Disposition	2016-09-23	10,000	$16.25	9,387	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2016-09-23	3,750	$0.00	3,750	$9.48
Common Stock	Stock Option	Disposition	2016-09-23	6,250	$0.00	6,250	$9.60

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2023-03-01	No	4	M	Direct
0		2024-03-01	No	4	M	Direct

Footnotes

This option was fully vested.
This option was fully vested.