Filing Details
- Accession Number:
- 0001179110-16-030014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-26 13:42:12
- Reporting Period:
- 2016-09-22
- Filing Date:
- 2016-09-26
- Accepted Time:
- 2016-09-26 13:42:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
745732 | Ross Stores Inc | ROST | Retail-Family Clothing Stores (5651) | 941390387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238932 | S James Fassio | 5130 Hacienda Drive Dublin CA 94568 | President, Chief Dev. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-03-31 | 114 | $0.00 | 218,987 | No | 4 | G | Direct | |
Common Stock | Disposition | 2016-06-30 | 106 | $0.00 | 219,101 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2016-03-31 | 114 | $0.00 | 531,300 | No | 4 | G | Indirect | by Trust A |
Common Stock | Acquisiton | 2016-06-30 | 106 | $0.00 | 531,406 | No | 4 | G | Indirect | by Trust A |
Common Stock | Disposition | 2016-09-22 | 12,000 | $63.35 | 519,406 | No | 4 | S | Indirect | by Trust A |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Indirect | by Trust A |
No | 4 | G | Indirect | by Trust A |
No | 4 | S | Indirect | by Trust A |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 129,728 | Indirect | by Trust B |
Footnotes
- Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.
- Securities held in the name of James S. Fassio Revocable Trust.
- Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.
- The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $63.35 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person.