Filing Details
- Accession Number:
- 0001209191-16-142729
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-26 10:47:22
- Reporting Period:
- 2016-09-22
- Filing Date:
- 2016-09-26
- Accepted Time:
- 2016-09-26 10:47:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-09-22 | 1,020 | $5.97 | 3,687,543 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-22 | 471 | $6.04 | 3,688,014 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-22 | 258 | $5.98 | 3,688,272 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-22 | 253 | $5.99 | 3,688,525 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-22 | 142 | $6.16 | 3,688,667 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-22 | 100 | $6.10 | 3,688,767 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-22 | 88 | $6.11 | 3,688,855 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-22 | 23 | $6.03 | 3,688,878 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-23 | 606 | $6.02 | 3,689,484 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-23 | 141 | $6.07 | 3,689,625 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-23 | 110 | $6.05 | 3,689,735 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-23 | 100 | $5.95 | 3,689,835 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-23 | 86 | $6.01 | 3,689,921 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-23 | 69 | $6.04 | 3,689,990 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-23 | 42 | $6.06 | 3,690,032 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-23 | 41 | $5.98 | 3,690,073 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-23 | 35 | $6.08 | 3,690,108 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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