Filing Details
- Accession Number:
- 0001144204-16-125127
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-09-23 21:16:21
- Reporting Period:
- 2016-08-31
- Filing Date:
- 2016-09-23
- Accepted Time:
- 2016-09-23 21:16:21
- Original Submission Date:
- 2016-09-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1414932 | Fifth Street Finance Corp. | FSC | () | 261219283 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1616327 | James Castro-Blanco | C/O Fifth Street (Fsc) 777 West Putnam Avenue, 3Rd Floor Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-31 | 8,250 | $6.16 | 12,300 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 50 | Indirect | See below |
| Common Stock | 750 | Indirect | By wife |
Footnotes
- The reporting person is amending the previously filed Form 4 of 9/2/16 to correct the amount of securities beneficially owned, which was incorrectly reported in the original Form 4 by excluding securities indirectly owned and 0.489 directly-owned securities that were acquired pursuant to the Issuer's dividend reinvestment plan.
- The 50 shares of the Issuer indirectly owned and reported above are in a custodial account for Mr. Castro-Blanco's son, Michael Castro-Blanco.
- The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
