Filing Details

Accession Number:
0001144204-16-125127
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-09-23 21:16:21
Reporting Period:
2016-08-31
Filing Date:
2016-09-23
Accepted Time:
2016-09-23 21:16:21
Original Submission Date:
2016-09-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1414932 Fifth Street Finance Corp. FSC () 261219283
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1616327 James Castro-Blanco C/O Fifth Street (Fsc)
777 West Putnam Avenue, 3Rd Floor
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-31 8,250 $6.16 12,300 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 50 Indirect See below
Common Stock 750 Indirect By wife
Footnotes
  1. The reporting person is amending the previously filed Form 4 of 9/2/16 to correct the amount of securities beneficially owned, which was incorrectly reported in the original Form 4 by excluding securities indirectly owned and 0.489 directly-owned securities that were acquired pursuant to the Issuer's dividend reinvestment plan.
  2. The 50 shares of the Issuer indirectly owned and reported above are in a custodial account for Mr. Castro-Blanco's son, Michael Castro-Blanco.
  3. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.