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Home > Insider Trading > Filing (0001140361-16-080643)

Filing Details

Accession Number:: 0001140361-16-080643
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-23 17:36:54
Reporting Period:: 2016-09-21

Filing Date:: 2016-09-23
Accepted Time:: 2016-09-23 17:36:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1145255	Hennessy Advisors Inc	HNNA	Investment Advice (6282)	680176227

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1165098	M Teresa Nilsen	7250 Redwood Blvd., Suite 200 Novato CA 94945	Evp, Cfo And Secretary	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-09-21	10,500	$0.00	104,068	No	4	A	Direct
Common Stock	Disposition	2016-09-22	600	$34.90	103,468	No	4	S	Direct
Common Stock	Disposition	2016-09-23	999	$34.90	102,469	No	4	S	Direct
Common Stock	Disposition	2016-09-23	2,401	$35.00	100,068	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,024	Indirect	FBO Children
Common Stock	1,012	Indirect	By Spouse's IRA

Footnotes

Includes 10,500 shares underlying restricted stock units that will vest 25% per year beginning on September 21, 2017.