Filing Details

Accession Number:
0001398344-16-018798
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-23 13:34:46
Reporting Period:
2015-07-09
Filing Date:
2016-09-23
Accepted Time:
2016-09-23 13:34:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1135657 Eco-Stim Energy Solutions Inc. ESES Oil & Gas Field Services, Nec (1389) 208203420
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1605070 Bienville Capital Management, Llc 405 Lexington Avenue
34Th Floor
New York NY 10174
No No No Yes
1613536 Bienville Argentina Opportunities Master Fund, Lp C/O Walkers Corp Ltd, Cayman Corp Centre
27 Hospital Road
George Town E9 KY1-9008
No No Yes No
1648353 Baof Gp, Llc C/O Walkers Corp Ltd, Cayman Corp Centre
27 Hospital Road
George Town E9 KY1-9008
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Eco-Stim Energy Solutions, Inc. Acquisiton 2016-09-22 50,874 $2.28 2,979,534 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. All of the reported shares are owned directly by Bienville Argentina Opportunities Master Fund, LP, whose general partner is BAOF GP, LLC ("GeneralPartner") and whose investment manager is Bienville Capital Management, LLC ("Investment Manager"). The General Partner and Investment Managercould be deemed to be indirect beneficial owners of the above listed Common Stock of Eco-Stim Energy Solutions, Inc. ("the reported shares"). WilliamHerbert Stimpson II, Michael Cullen Thompson, Jr., and Ralph Fayden Reynolds (collectively, "Managers") are the managers and direct or indirectcontrolling shareholders of the General Partner and the Investment Manager. As such, the Managers and Moonpie Management, LLC, the entity through whichone of the Managers holds his interest in the Investment Manager, could be deemed to share such indirect beneficial ownership of the reported shares withthe General Partner, the Investment Manager and Bienville Argentina Opportunities Master Fund, LP.
  2. The General Partner, the Investment Manager, the Managers, and Moonpie Management, LLC, disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. The General Partner, the Investment Manager, the Managers, and Moonpie Management, LLC, disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
  3. The address of William H Stimpson, II is 35 Old Norwalk Road, New Canaan, CT 06840. The address of Ralph Fayden Reynolds is 104 Delafield Island Road, Darien, CT 06820. The address of M. Cullen Thompson Jr. is 124 31st Street Manhattan Beach, CA 90266. The address of Moonpie Management, LLC is 104 Delafield Island Road Darien, CT 06820.