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Home > Insider Trading > Filing (0001144204-16-124959)

Filing Details

Accession Number:: 0001144204-16-124959
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-22 21:00:23
Reporting Period:: 2016-09-20

Filing Date:: 2016-09-22
Accepted Time:: 2016-09-22 21:00:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1270073	Intercept Pharmaceuticals Inc	ICPT	Pharmaceutical Preparations (2834)	223868459

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1559569	Mark Pruzanski	C/O Intercept Pharmaceuticals, Inc. 450 W. 15Th Street, Suite 505 New York NY 10011	Ceo & President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-09-20	26,589	$8.67	579,314	No	4	M	Direct
Common Stock	Acquisiton	2016-09-20	8,411	$9.82	587,725	No	4	M	Direct
Common Stock	Disposition	2016-09-20	35,000	$165.00	552,725	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to Purchase Common Stock	Disposition	2016-09-20	26,589	$0.00	26,589	$8.67
Common Stock	Options to Purchase Common Stock	Disposition	2016-09-20	8,411	$0.00	8,411	$9.88

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
90,039		2020-08-16	No	4	M	Direct
0		2018-09-18	No	4	M	Direct

Footnotes

The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person.
All shares underlying this option have vested.