Filing Details
- Accession Number:
- 0001179706-16-000456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-22 16:51:12
- Reporting Period:
- 2016-09-21
- Filing Date:
- 2016-09-22
- Accepted Time:
- 2016-09-22 16:51:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | Computer & Office Equipment (3570) | 473298624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1648401 | F Antonio Neri | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Evp And Gm Eg | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-21 | 4,496 | $18.60 | 21,213 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-21 | 4,496 | $23.00 | 16,717 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-09-21 | 14,658 | $13.12 | 31,375 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-21 | 14,658 | $23.00 | 16,717 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-09-21 | 14,837 | $15.80 | 31,554 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-21 | 14,837 | $23.00 | 16,717 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-09-21 | 96,349 | $7.69 | 113,066 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-21 | 96,349 | $23.00 | 16,717 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-09-21 | 34,914 | $15.01 | 51,631 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-21 | 34,914 | $23.00 | 16,717 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-09-21 | 48,145 | $20.78 | 64,862 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-21 | 48,145 | $23.00 | 16,717 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-21 | 4,496 | $0.00 | 4,496 | $18.60 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-21 | 14,658 | $0.00 | 14,658 | $13.12 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-21 | 14,837 | $0.00 | 14,837 | $15.80 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-21 | 96,349 | $0.00 | 96,349 | $7.69 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-21 | 34,914 | $0.00 | 34,914 | $15.01 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-21 | 48,145 | $0.00 | 48,145 | $20.78 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 35 | $0.00 | 35 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 55 | $0.00 | 55 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 192 | $0.00 | 192 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 619 | $0.00 | 619 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 226 | $0.00 | 226 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-12-01 | 2016-12-01 | No | 4 | M | Direct |
14,658 | 2012-09-27 | 2019-09-27 | No | 4 | M | Direct |
14,838 | 2012-12-07 | 2019-12-07 | No | 4 | M | Direct |
96,349 | 2013-12-06 | 2020-12-06 | No | 4 | M | Direct |
69,830 | 2014-12-11 | 2021-12-11 | No | 4 | M | Direct |
240,728 | 2015-12-10 | 2022-12-10 | No | 4 | M | Direct |
12,217 | No | 4 | A | Direct | ||
18,930 | No | 4 | A | Direct | ||
66,174 | No | 4 | A | Direct | ||
209,061 | No | 4 | A | Direct | ||
76,498 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 34.7875 dividend equivalent rights being reported reflect 34.7875 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which vested on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.. The 54.6413 dividend equivalent rights being reported reflect 54.6413 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 191.8633 dividend equivalent rights being reported reflect 191.8633 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 618.8666 dividend equivalent rights being reported reflect 618.8666 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 226.4505 dividend equivalent rights being reported reflect 226.4505 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.