Filing Details
- Accession Number:
- 0001140361-16-080543
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-22 14:08:24
- Reporting Period:
- 2016-09-21
- Filing Date:
- 2016-09-22
- Accepted Time:
- 2016-09-22 14:08:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1599891 | Sunshine Bancorp Inc. | SBCP | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1632003 | Will Weatherford | 102 West Baker Street Plant City FL 33563 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-09-21 | 1,588 | $14.57 | 34,494 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,685 | Indirect | By Retirement Account |
Common Stock | 1,260 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $13.96 | 2015-10-29 | 2025-10-29 | 9,766 | 9,766 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-10-29 | 9,766 | 9,766 | Direct |
Footnotes
- Includes shares of restricted stock which vest at a rate of 20% per year commencing on October 29, 2015.
- Stock options vest at a rate of 20% per year commencing on October 29, 2015.
- This sale was matchable against a purchase under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Weatherford has paid the Issuer $222.32, representing the full amount of profit realized in connection with the short-swing transaction. The amount of profit realized includes a purchase which occurred on August 19, 2016. Shares sold as the result of broker error and not by any volitional act of the reporting person.