Filing Details

Accession Number:
0001209191-16-142355
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-21 21:28:19
Reporting Period:
2016-09-19
Filing Date:
2016-09-21
Accepted Time:
2016-09-21 21:28:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
873303 Sarepta Therapeutics Inc. SRPT Pharmaceutical Preparations (2834) 930797222
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529297 T David Howton 215 First Street, Suite 415
Cambridge MA 02142
Svp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-19 8,000 $13.90 11,168 No 4 M Direct
Common Stock Disposition 2016-09-19 8,000 $50.00 3,168 No 4 S Direct
Common Stock Acquisiton 2016-09-19 464 $0.00 3,632 No 4 A Direct
Common Stock Acquisiton 2016-09-19 19,125 $0.00 22,757 No 4 A Direct
Common Stock Disposition 2016-09-19 1,304 $50.00 21,453 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options (right to buy) Disposition 2016-09-19 8,000 $13.90 8,000 $13.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
72,007 2016-02-27 2025-02-27 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on March 16, 2016, accordingly, the reporting person had no discretion with regards to the timing of the transaction.
  2. 100% of the Restricted Stock Award ("RSA") granted on September 19, 2016 vests six months from the date of grant. The Company will withhold the shares to satisfy the executive's tax obligation upon vesting.
  3. 15,300 RSAs vest upon the Company exceeding $80 million in total revenue reported in publicly released GAAP financials, in any fiscal quarter between grant date and June 30, 2018, with an additional 3,825 RSAs vesting during the same period if the total revenue reported in the publicly released GAAP financials exceeds $100 million. The Company will withhold the shares to satisfy the executive's tax obligation upon vesting.