Filing Details
- Accession Number:
- 0001179110-16-029895
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-21 16:57:35
- Reporting Period:
- 2016-09-19
- Filing Date:
- 2016-09-21
- Accepted Time:
- 2016-09-21 16:57:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815094 | Abiomed Inc | ABMD | Surgical & Medical Instruments & Apparatus (3841) | 042743260 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1286370 | R Michael Minogue | C/O Abiomed, Inc., 22 Cherry Hill Drive Danvers MA 01923 | President, Ceo, Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par Value | Acquisiton | 2016-09-19 | 28,333 | $13.80 | 215,782 | No | 4 | M | Direct | |
| Common Stock $.01 Par Value | Acquisiton | 2016-09-19 | 6,750 | $18.63 | 222,532 | No | 4 | M | Direct | |
| Common Stock $.01 Par Value | Acquisiton | 2016-09-19 | 23,627 | $5.86 | 246,159 | No | 4 | M | Direct | |
| Common Stock $.01 Par Value | Disposition | 2016-09-19 | 58,710 | $127.00 | 187,449 | No | 4 | S | Direct | |
| Common Stock $.01 Par Value | Acquisiton | 2016-09-21 | 5,034 | $5.86 | 192,483 | No | 4 | M | Direct | |
| Common Stock $.01 Par Value | Disposition | 2016-09-21 | 5,034 | $127.07 | 187,449 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-09-19 | 28,333 | $0.00 | 0 | $13.80 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-09-19 | 6,750 | $0.00 | 0 | $18.63 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-09-19 | 28,661 | $0.00 | 0 | $5.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-05-23 | 2018-05-23 | No | 4 | M | Direct |
| 0 | 2009-06-15 | 2018-08-13 | No | 4 | M | Direct |
| 28,039 | 2010-05-28 | 2019-05-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $.01 Par Value | 92,788 | Indirect | By Trust |
| Common Stock $.01 Par Value | 655 | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $10.03 | 2011-06-03 | 2020-06-03 | 0 | 105,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $22.44 | 2013-05-22 | 2022-05-22 | 0 | 100,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $23.15 | 2014-05-14 | 2024-05-14 | 0 | 85,000 | Direct |
| Common Stock | Stock Option (right to buy) | $21.55 | 2015-05-14 | 2024-05-14 | 0 | 85,000 | Direct |
| Common Stock | Stock Option (right to buy) | $66.25 | 2016-05-13 | 2025-05-13 | 0 | 35,000 | Direct |
| Common Stock | Stock Option (right to buy) | $99.62 | 2017-05-24 | 2026-05-24 | 0 | 30,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-06-03 | 0 | 105,000 | Direct |
| 2022-05-22 | 0 | 100,000 | Direct |
| 2024-05-14 | 0 | 85,000 | Direct |
| 2024-05-14 | 0 | 85,000 | Direct |
| 2025-05-13 | 0 | 35,000 | Direct |
| 2026-05-24 | 0 | 30,500 | Direct |
Footnotes
- Grant to reporting person of option to buy shares of Common Stock under the ABIOMED, Inc. 2000 Stock Incentive Plan.
- These options become exercisable in annual 25% increments, commencing on the date shown in Table II, Column 6.
- Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.
- These options become exercisable based on the achievement of certain performance milestones.
- These options become exercisable in annual 33-1/3% increments, commencing on the date shown in Table II, Column 6.
- Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2015 Omnibus Incentive Plan.
- Sale of common stock pursuant to reporting owner's 10b5-1 plan.
- This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $127.0000 and $127.1700. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
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