Filing Details
- Accession Number:
- 0001209191-16-142274
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-21 16:37:13
- Reporting Period:
- 2016-09-21
- Filing Date:
- 2016-09-21
- Accepted Time:
- 2016-09-21 16:37:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1640384 | Lm Funding America Inc. | LMFA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1279202 | A Martin Traber | 302 Knights Run Ave., Suite #1000 Tampa FL 33602 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-21 | 1,000 | $8.39 | 11,000 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | $10.00 | 2025-10-22 | 5,000 | 5,000 | Direct | |
Common Stock | Warrants | $12.50 | 2020-10-31 | 10,000 | 10,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-10-22 | 5,000 | 5,000 | Direct |
2020-10-31 | 10,000 | 10,000 | Indirect |
Footnotes
- 10,000 shares previously reported as a direct ownership are now held in trust.
- Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of grant.
- Immediately Exercisable
- On prior beneficial ownership filings the expiration date has been reported as 10/22/2020. The correct expiration date is 10/31/2020
- 10,000 warrants previously reported as a direct ownership are now held in trust.