Filing Details
- Accession Number:
- 0001179110-16-029874
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-20 18:45:53
- Reporting Period:
- 2016-09-16
- Filing Date:
- 2016-09-20
- Accepted Time:
- 2016-09-20 18:45:53
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451445 | W Frederick Werner | C/O Aecom 1999 Avenue Of The Stars, Suite 2600 Los Angeles CA 90067 | Pres, Design & Conslt Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-16 | 20,287 | $27.54 | 62,936 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-16 | 20,287 | $27.83 | 42,649 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-09-16 | 7,500 | $27.83 | 35,149 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Disposition | 2016-09-16 | 20,287 | $0.00 | 20,287 | $27.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | 2017-12-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 65,828 | Indirect | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 23,230 | 23,230 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 24,474 | 24,474 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 26,738 | 26,738 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 23,230 | 23,230 | Direct | |
| 24,474 | 24,474 | Direct | |
| 26,738 | 26,738 | Direct |
Footnotes
- The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016.
- This transaction was executed in multiple trades at prices ranging from $27.80 to $28.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The options vested in three equal annual installments beginning on December 8, 2011.
- The restricted stock units vest in December 2016.
- The restricted stock units vest in December 2017.
- The restricted stock units vest in December 2018.
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