Filing Details
- Accession Number:
- 0000899243-16-029459
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-20 17:27:28
- Reporting Period:
- 2016-09-16
- Filing Date:
- 2016-09-20
- Accepted Time:
- 2016-09-20 17:27:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100591 | Argan Inc | AGX | Construction - Special Trade Contractors (1700) | 131947195 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1028546 | H Rainer Bosselmann | 16715 Thurston Road Dickerson MD 20842 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-16 | 10,000 | $13.64 | 322,901 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-09-16 | 10,000 | $8.97 | 332,901 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-09-16 | 10,000 | $16.47 | 342,901 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-16 | 30,000 | $54.45 | 312,901 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option to purchase Common Stock | Disposition | 2016-09-16 | 10,000 | $0.00 | 10,000 | $13.64 |
Common Stock | Stock Option to purchase Common Stock | Disposition | 2016-09-16 | 10,000 | $0.00 | 10,000 | $8.97 |
Common Stock | Stock Option to purchase Common Stock | Disposition | 2016-09-16 | 10,000 | $0.00 | 10,000 | $16.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
195,000 | 2011-04-06 | 2020-04-06 | No | 4 | M | Direct |
185,000 | 2012-04-05 | 2021-04-05 | No | 4 | M | Direct |
175,000 | 2013-04-02 | 2022-04-02 | No | 4 | M | Direct |
Footnotes
- On September 16, 2016, the Reporting Person exercised his stock option received pursuant to an agreement dated April 6, 2010 to purchase 10,000 shares of the Issuer's common stock at a price of $13.64 per share.
- On September 16, 2016, the Reporting Person exercised his stock option received pursuant to an agreement dated April 5, 2011 to purchase 10,000 shares of the Issuer's common stock at a price of $8.97 per share.
- On September 16, 2016, the Reporting Person exercised his stock option received pursuant to an agreement dated April 2, 2012 to purchase 10,000 shares of the Issuer's common stock at a price of $16.47 per share.
- On September 16, 2016, the Reporting Person sold the 30,000 shares of the Issuer's common stock which were acquired pursuant the exercise of stock options on September 16, 2016 [see footnote 1, 2, and 3 above] on the open market at a price of $54.4454 per share.
- 2,241 shares are held by Rainer and Beverley Bosselmann, as joint tenants, and the remaining shares are held by Rainer Bosselmann.
- On September 16, 2016, the Reporting Person exercised his stock option to purchase 10,000 shares of the Issuer's common stock at a price of $13.64 per share [see footnote 1 above].
- On September 16, 2016, the Reporting Person exercised his stock option to purchase 10,000 shares of the Issuer's common stock at a price of $8.97 per share [see footnote 2 above].
- On September 16, 2016, the Reporting Person exercised his stock option to purchase 10,000 shares of the Issuer's common stock at a price of $16.47 per share [see footnote 3 above].