Filing Details
- Accession Number:
- 0001179706-16-000452
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-20 17:13:35
- Reporting Period:
- 2016-09-16
- Filing Date:
- 2016-09-20
- Accepted Time:
- 2016-09-20 17:13:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | Computer & Office Equipment (3570) | 473298624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1656085 | C. Timothy Stonesifer | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-16 | 47,960 | $16.17 | 101,610 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-16 | 47,960 | $22.01 | 53,650 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-09-16 | 53,650 | $22.01 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-16 | 47,960 | $0.00 | 47,960 | $16.17 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 72 | $0.00 | 72 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 27 | $0.00 | 27 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 318 | $0.00 | 318 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 206 | $0.00 | 206 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 151 | $0.00 | 151 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,981 | 2015-03-14 | 2022-03-14 | No | 4 | M | Direct |
24,947 | No | 4 | A | Direct | ||
9,269 | No | 4 | A | Direct | ||
108,808 | No | 4 | A | Direct | ||
69,687 | No | 4 | A | Direct | ||
50,998 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 71.6823 dividend equivalent rights being reported reflect 71.6823 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 26.8783 dividend equivalent rights being reported reflect 26.8783 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which will vest on each of 05/27/16 and 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 318.2976 dividend equivalent rights being reported reflect 318.2976 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which will vest on each of 11/02/16 and 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 206.2889 dividend equivalent rights being reported reflect 206.2889 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 150.9660 dividend equivalent rights being reported reflect 150.9660 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.