Filing Details

Accession Number:
0001179110-16-029843
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-20 16:44:03
Reporting Period:
2016-09-16
Filing Date:
2016-09-20
Accepted Time:
2016-09-20 16:44:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528930 Liberty Tax Inc. TAX Patent Owners & Lessors (6794) 273561876
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1653485 M Robert Howard 1716 Corporate Landing Parkway
Virginia Beach VA 23454
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-09-16 10,000 $12.66 60,000 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-19 938 $0.00 60,938 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2016-09-19 938 $0.00 938 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock.
  2. The restricted stock unit award was granted on September 18, 2015 and vested in full on September 18, 2016.
  3. Represents the conversion upon vesting of restricted stock units into Class A Common Stock. On September 18, 2015, the reporting person was granted 938 restricted stock units, of which all of the shares subject to the restricted stock units vested on September 18, 2016. Such restricted stock units were previously reported in Table II on the Form 3 filed with the Securities and Exchange Commission on September 22, 2015.
  4. Price is weighted-averaged price of all same-day open market trades executed by a broker-dealer.