Filing Details
- Accession Number:
- 0001209191-16-142141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-20 15:59:15
- Reporting Period:
- 2016-09-16
- Filing Date:
- 2016-09-20
- Accepted Time:
- 2016-09-20 15:59:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-09-16 | 2,000 | $5.70 | 3,679,307 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-16 | 400 | $5.79 | 3,679,707 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-16 | 100 | $5.80 | 3,679,807 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-19 | 950 | $5.94 | 3,680,757 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-19 | 330 | $5.96 | 3,681,087 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-19 | 292 | $6.05 | 3,681,379 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-19 | 257 | $5.95 | 3,681,636 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-19 | 253 | $6.00 | 3,681,889 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-19 | 147 | $5.92 | 3,682,036 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-19 | 127 | $5.91 | 3,682,163 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-19 | 100 | $5.93 | 3,682,263 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-19 | 44 | $5.97 | 3,682,307 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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| No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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