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Home > Insider Trading > Filing (0001209191-16-142131)

Filing Details

Accession Number:: 0001209191-16-142131
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-20 14:09:59
Reporting Period:: 2016-09-16

Filing Date:: 2016-09-20
Accepted Time:: 2016-09-20 14:09:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1046102	Ritchie Bros Auctioneers Inc	RBA	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1661713	Johanus Laurentius Jeroen Rijk	C/O Ritchie Bros. Auctioneers Inc. 9500 Glenlyon Parkway Burnaby A1 V5J 0C6	Sr. Vp, Managing Director, Eur	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2016-09-16	6,600	$18.67	6,600	No	4	M	Direct
Common Shares	Disposition	2016-09-16	6,600	$34.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2016-09-16	6,600	$0.00	6,600	$18.67

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2017-03-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	7,164	Indirect	Employee Stock Purchase Plan
Common Shares	300	Indirect	Held by minor child (daughter)
Common	300	Indirect	Held by minor child (son)
Common	2,020	Indirect	Held by spouse

Footnotes

The option was granted on March 1, 2007 and fully vested on March 1, 2008