Filing Details
- Accession Number:
- 0001140361-16-080265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-20 13:11:36
- Reporting Period:
- 2016-09-16
- Filing Date:
- 2016-09-20
- Accepted Time:
- 2016-09-20 13:11:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393153 | A William Viechnicki | 200 Palmer Street Stroudsburg PA 18360 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-16 | 7,000 | $12.35 | 14,853 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-16 | 6,202 | $13.94 | 8,651 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2016-09-16 | 7,000 | $0.00 | 7,000 | $12.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,127 | 2009-05-23 | 2018-05-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 44,000 | Indirect | By IRA |
| Common Stock | 15,000 | Indirect | By Spouse |
Billionaire Hedge Funds
