Filing Details
- Accession Number:
- 0001415889-16-007162
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-19 20:26:23
- Reporting Period:
- 2015-07-31
- Filing Date:
- 2016-09-19
- Accepted Time:
- 2016-09-19 20:26:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1511737 | Ubiquiti Networks Inc. | UBNT | Radio & Tv Broadcasting & Communications Equipment (3663) | 320097377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532370 | Benjamin Moore | 2580 Orchard Parkway San Jose CA 95131 | Vp Business Development | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-07 | 758 | $0.00 | 758 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-07 | 238 | $37.97 | 520 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-09-15 | 277,926 | $0.05 | 278,446 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-15 | 91,435 | $53.19 | 187,011 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-09-15 | 150,000 | $51.20 | 37,011 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Acquisiton | 2015-07-31 | 3,030 | $0.00 | 3,030 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2016-07-07 | 758 | $0.00 | 758 | $0.00 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2016-07-29 | 2,538 | $0.00 | 2,538 | $0.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-09-15 | 277,926 | $0.00 | 277,926 | $0.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,030 | No | 4 | A | Direct | ||
| 2,272 | No | 4 | M | Direct | ||
| 2,538 | No | 4 | A | Direct | ||
| 1,316,964 | 2018-04-09 | No | 4 | M | Direct |
Footnotes
- Shares acquired as a result of vesting of restricted stock units ("RSU") reported on Table II.
- Represents shares withheld to satisfy tax obligations arising out of vesting of RSUs and does not represent a sale by the reporting person.
- Shares acquired as a result of exercise of stock options previously reported on Table II
- Represents shares withheld to satisfy exercise price and tax obligations arising out of exercise of stock options and does not represent a sale by the reporting person.
- Each RSU represents a contingent right to receive one share of Ubiquiti Networks, Inc. common stock.
- The RSUs will vest as follows: 758 RSUs vest on July 7, 2016; 758 RSUs vest on July 7, 2017; 757 RSUs vest on July 7, 2018; and the remaining 757 RSUs vest on July 7, 2019. Vested units will be delivered to the reporting person on each vesting date.
- The RSUs will vest as follows: 635 RSUs vest on July 8, 2017; 635 RSUs vest on July 8, 2018; 634 RSUs vest on July 8, 2019; and the remaining 634 RSUs vest on July 8, 2020. Vested units will be delivered to the reporting person on each vesting date.
- 1/4 of the shares originally subject to the option became vested on April 9, 2009, and 1/16th of the shares originally subject to the option became vested every three months thereafter.
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