Filing Details
- Accession Number:
- 0001127602-16-062825
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-19 17:06:04
- Reporting Period:
- 2016-09-15
- Filing Date:
- 2016-09-19
- Accepted Time:
- 2016-09-19 17:06:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1613103 | Medtronic Plc | MDT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298823 | J Kendall Powell | General Mills One General Mills Blvd Minneapolis MN 55426 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2016-09-15 | 2,977 | $51.61 | 27,198 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2016-09-15 | 1,010 | $52.84 | 28,208 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2016-09-15 | 1,590 | $50.34 | 29,798 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2016-09-15 | 2,671 | $29.96 | 32,469 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2016-09-15 | 1,813 | $44.13 | 34,282 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2016-09-15 | 7,907 | $85.45 | 26,375 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2016-09-15 | 2,977 | $0.00 | 2,977 | $51.61 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2016-09-15 | 1,010 | $0.00 | 1,010 | $52.84 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2016-09-15 | 1,590 | $0.00 | 1,590 | $50.34 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2016-09-15 | 2,671 | $0.00 | 2,671 | $29.96 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2016-09-15 | 1,813 | $0.00 | 1,813 | $44.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-06-22 | No | 4 | M | Direct | |
| 0 | 2017-09-01 | No | 4 | M | Direct | |
| 0 | 2018-04-28 | No | 4 | M | Direct | |
| 0 | 2019-04-27 | No | 4 | M | Direct | |
| 0 | 2020-05-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 3,000 | Indirect | By Spouse Revocable Trust |
Footnotes
- This balance increased by 110 shares due to exempt transactions such as dividend reinvestment.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.433 to $85.453, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option to purchase 2,713 New Medtronic ordinary shares for $51.61 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 2,713 Medtronic common stock shares for $51.61 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.
- This option to purchase 264 New Medtronic ordinary shares for $51.61 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 264 Medtronic common stock shares for $51.61 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.
- This option to purchase 1,010 New Medtronic ordinary shares for $52.84 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 1,010 Medtronic common stock shares for $52.84 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.
- This option to purchase 1,590 New Medtronic ordinary shares for $50.34 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 1,590 Medtronic common stock shares for $50.34 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.
- This option to purchase 2,671 New Medtronic ordinary shares for $29.96 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 2,671 Medtronic common stock shares for $29.96 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.
- This option to purchase 1,813 New Medtronic ordinary shares for $44.13 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 1,813 Medtronic common stock shares for $44.13 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.
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