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Filing Details

Accession Number:: 0001179706-16-000448
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-19 16:56:33
Reporting Period:: 2016-09-15

Filing Date:: 2016-09-19
Accepted Time:: 2016-09-19 16:56:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1566846	G Michael Nefkens	C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304	Evp, Enterprise Services	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-09-15	37,769	$15.80	179,527	No	4	M	Direct
Common Stock	Disposition	2016-09-15	37,769	$22.00	141,758	No	4	S	Direct
Common Stock	Acquisiton	2016-09-15	69,731	$15.01	211,489	No	4	M	Direct
Common Stock	Disposition	2016-09-15	69,731	$22.00	141,758	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-09-15	37,769	$0.00	37,769	$15.80
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-09-15	69,731	$0.00	69,731	$15.01
Common Stock	Restricted Stock Units	Acquisiton	2016-04-06	194	$0.00	194	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-04-06	291	$0.00	291	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-04-06	1,253	$0.00	1,253	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-04-06	458	$0.00	458	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-12-07	2019-12-07	No	4	M	Direct
130,822	2014-12-11	2021-12-11	No	4	M	Direct
33,580			No	4	A	Direct
49,631			No	4	A	Direct
209,061			No	4	A	Direct
76,498			No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	0	Indirect	By Joint Account with Spouse
Common Stock	1,012	Indirect	By Michael Nefkens Trust 02/27/09

Footnotes

The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/26/16.
The total direct beneficial ownership includes the acquisition of 0.0330 shares at $17.7723 per share received on 04/06/16 through dividends paid in shares, and 0.03200 shares at $18.4008 per share received on 07/06/16 through dividends paid in shares.
The total direct beneficial ownership reflects an increase of 117,409 shares due to the transfer of 117,409 shares from the reporting person's trust on 05/25/16.
The total indirect beneficial ownership reflects a decrease of 30,178 shares due to the transfer of 30,178 shares from the joint account reporting person has with his spouse to his trust on 01/26/16.
The total indirect beneficial ownership reflects an increase of 30,178 shares due to the transfer of 30,178 shares from the reporting person's joint account with his spouse on 01/26/16, and decrease of 117,409 shares due to the transfer of 117,409 shares to the reporting person's direct beneficial ownership on 05/25/16.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/11/13 the reporting person was granted 53,354 RSUs, 17,784 of which vested on 12/11/14, 17,785 of which vested early on 09/17/15, and 31,986 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.5630 dividend equivalent rights being reported reflect 97.9527 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 95.6103 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
As previously reported, on 12/10/14 the reporting person was granted 40,150 RSUs, 13,383 of which vested early on 09/17/15, 24,070 of which will vest on 12/10/16, and 24,071 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 291.3248 dividend equivalent rights being reported reflect 147.4251 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 143.8997 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,252.8947 dividend equivalent rights being reported reflect 634.0281 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 618.8666 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 458.4488 dividend equivalent rights being reported reflect 231.9983 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 226.4505 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.