Filing Details
- Accession Number:
- 0001094739-16-000253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-19 16:12:44
- Reporting Period:
- 2016-09-15
- Filing Date:
- 2016-09-19
- Accepted Time:
- 2016-09-19 16:12:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094739 | Finisar Corp | FNSR | Semiconductors & Related Devices (3674) | 943038428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444728 | Todd Swanson | 1389 Moffett Park Drive Sunnyvale CA 94089-1134 | Evp Sales / Marketing / R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-15 | 509 | $10.08 | 262,306 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-09-15 | 750 | $14.88 | 263,056 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-15 | 1,259 | $28.12 | 261,797 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-09-15 | 4,684 | $28.44 | 257,113 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-09-15 | 240 | $28.20 | 256,873 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-09-15 | 509 | $0.00 | 509 | $10.08 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-09-15 | 750 | $0.00 | 750 | $14.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 391 | 2009-09-11 | 2018-09-11 | No | 4 | M | Direct |
| 0 | 2008-12-10 | 2017-12-10 | No | 4 | M | Direct |
Footnotes
- Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on June 21, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.075 to $28.22 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.93 to $28.735 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.16 to $28.24 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Billionaire Hedge Funds
