Filing Details
- Accession Number:
- 0000009984-16-000184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-19 14:38:56
- Reporting Period:
- 2016-09-16
- Filing Date:
- 2016-09-19
- Accepted Time:
- 2016-09-19 14:38:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1453850 | J Christopher Stephens | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Svp, Finance And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-09-16 | 23,039 | $38.76 | 81,583 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,284 | Indirect | By Company's Employee Stock Purchase Plan |
Common Stock | 1,849 | Indirect | By Company's 401(k) Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.56 to $39.11, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- Transaction is made in accordance with a 10b5-1 Trading Plan entered into on August 12, 2016.
- Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015 and 7000 granted 2/10/2016, that are subject to forfeiture if certain events occur.